Regulation & Safety
Is CIMB Securities Regulated? (2026)
Complete regulatory breakdown for CIMB Securities (headquartered in Kuala Lumpur, Malaysia). Licensed by 2 regulators.
2
Licences
Tier-1
Highest tier
No
Compensation scheme
1978
Founded
Tier-1 Regulated Broker
Strictest regulation. Mandatory fund segregation, capital requirements, and regular audits. Highest level of investor protection.
CIMB Securities is regulated by SC, MAS — including tier-1 regulators, offering the highest level of investor protection.
See full licence details belowCIMB Securities Regulatory Licences
| Regulator | Jurisdiction | Tier | Leverage Cap | Compensation | Fund Seg. |
|---|---|---|---|---|---|
SC SC | International | Tier-3 / Offshore | — | None | |
MAS Monetary Authority of Singapore | Singapore | Tier-1 | 1:20 retail | None |
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4.0Capital at risk · T&Cs apply
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CIMB Securities vs Regulated Competitors
| Broker | Rating | Regulators | Highest tier |
|---|---|---|---|
| CIMB Securities | 3.4 | SC, MAS | Tier-1 |
 Interactive Brokers | 4.4 | SEC, MAS, FCA, ASIC | Tier-1 |
 Forex.com | 4.4 | MAS, CFTC, FCA, ASIC | Tier-1 |
 OANDA | 4.3 | KNF, ASIC, MAS, CFTC | Tier-1 |
 Kraken | 4.3 | CFTC, FCA | Tier-1 |
 IG Group | 4.3 | SEC, MAS, FCA, ASIC | Tier-1 |
 Upbit | 4.3 | MAS, FSC | Tier-1 |
 Coinbase | 4.3 | FCA, SEC | Tier-1 |
 ForTrade | 4.3 | FCA, CySEC, FSC, DFSA | Tier-1 |
Compare CIMB Securities regulation in detail
CIMB Securities Regulation — What You Need to Know
Regulation is one of the most important factors when choosing a broker. A well-regulated broker must segregate client funds from its own operating capital, maintain minimum capital reserves, and submit to regular audits. This protects your money in the event of broker insolvency.
CIMB Securities holds 2 regulatory licences from SC, MAS — including at least one tier-1 authority, which provides the highest level of investor protection available. The broker has been operating since 1978, giving it 48 years of track record.
When evaluating broker safety, look beyond the licence itself: check for investor compensation schemes, negative balance protection, and whether the broker publishes audited financial statements. Our rating methodology weights regulation at 25% of the overall broker score — the single largest factor. See our broker regulation map for a global overview of which regulators oversee the most brokers.
About CIMB Securities's regulator
Regulation Map
Which regulators oversee the most forex brokers worldwide
What is Regulation?
Glossary definition of broker regulation
Rating Methodology
How regulation weighs in our broker scores
Risk warning: Trading CFDs and forex carries significant risk. Ensure you understand the risks and that the broker is properly regulated in your jurisdiction before depositing funds.
Frequently Asked Questions
1Is CIMB Securities regulated?
Yes, CIMB Securities is regulated by SC, MAS. This includes at least one tier-1 regulator, providing the highest level of investor protection.
2Is my money safe with CIMB Securities?
CIMB Securities holds tier-1 regulatory licences which require strict fund segregation — your money is kept separate from the broker's operating funds. Always check whether your specific account is covered by an investor compensation scheme.
3What is the difference between tier-1 and offshore regulation?
Tier-1 regulators (FCA, ASIC, SEC, BaFin) enforce the strictest rules: mandatory fund segregation, high capital requirements, regular audits, and investor compensation schemes. Offshore regulators (FSA Seychelles, VFSC, IFSC) have lighter requirements, which means higher leverage is available but with less investor protection.
4Can I trust CIMB Securities with a large deposit?
For large deposits, regulatory status is critical. CIMB Securities's tier-1 licence(s) provide strong protection including fund segregation and potential compensation coverage. Always start with a smaller amount to test withdrawals before depositing large sums.
5How do I verify CIMB Securities's licence?
You can verify CIMB Securities's regulatory status directly on each regulator's website. Look up the licence number on the regulator's official register.
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