Regulation & Safety
Complete regulatory breakdown for CM Trading (headquartered in Johannesburg, South Africa). Licensed by 1 regulator.
1
Licence
Tier-2
Highest tier
No
Compensation scheme
2012
Founded
Tier-2 Regulated Broker
Solid regulatory framework with investor protection. May have lower capital requirements than tier-1 but still enforces fund segregation.
CM Trading is regulated by FSCA — providing regulatory oversight for your account.
See full licence details below| Regulator | Jurisdiction | Tier | Leverage Cap | Compensation | Fund Seg. |
|---|---|---|---|---|---|
FSCA Financial Sector Conduct Authority | South Africa | Tier-2 | No retail cap | None |
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United States
Not available
| Broker | Rating | Regulators | Highest tier |
|---|---|---|---|
| 3.0 | FSCA | Tier-2 | |
| 4.4 | SEC, MAS, FCA, ASIC | Tier-1 | |
| 4.4 | MAS, CFTC, FCA, ASIC | Tier-1 | |
| 4.3 | SEC, MAS, FCA, ASIC | Tier-1 | |
| 4.1 | CySEC, ASIC, FCA | Tier-1 | |
| 4.1 | ASIC, MAS, CFTC, FCA | Tier-1 | |
| 4.1 | FCA, ASIC, CySEC | Tier-1 | |
| 4.1 | MAS, FCA, ASIC | Tier-1 | |
| 4.0 | MAS, ASIC, FCA | Tier-1 |
Compare CM Trading regulation in detail
Regulation is one of the most important factors when choosing a broker. A well-regulated broker must segregate client funds from its own operating capital, maintain minimum capital reserves, and submit to regular audits. This protects your money in the event of broker insolvency.
CM Trading holds 1 regulatory licence from FSCA. The broker has been operating since 2012, giving it 14 years of track record.
When evaluating broker safety, look beyond the licence itself: check for investor compensation schemes, negative balance protection, and whether the broker publishes audited financial statements. Our rating methodology weights regulation at 25% of the overall broker score — the single largest factor. See our broker regulation map for a global overview of which regulators oversee the most brokers.
About CM Trading's regulator
Regulation Map
Which regulators oversee the most forex brokers worldwide
What is Regulation?
Glossary definition of broker regulation
Rating Methodology
How regulation weighs in our broker scores
Risk warning: Trading CFDs and forex carries significant risk. Ensure you understand the risks and that the broker is properly regulated in your jurisdiction before depositing funds.
Yes, CM Trading is regulated by FSCA. Check the details above for the specific protections each licence provides.
CM Trading is regulated, but the level of fund protection depends on the specific licence. Always check whether your specific account is covered by an investor compensation scheme.
Tier-1 regulators (FCA, ASIC, SEC, BaFin) enforce the strictest rules: mandatory fund segregation, high capital requirements, regular audits, and investor compensation schemes. Offshore regulators (FSA Seychelles, VFSC, IFSC) have lighter requirements, which means higher leverage is available but with less investor protection.
For large deposits, regulatory status is critical. Consider whether CM Trading's regulatory framework provides sufficient protection for your deposit size. Tier-1 regulated brokers offer the strongest guarantees. Always start with a smaller amount to test withdrawals before depositing large sums.
You can verify CM Trading's regulatory status directly on each regulator's website. Look up the licence number on the regulator's official register.
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