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SEBI Regulator Review (2026)

Securities and Exchange Board of India · India · Est. 1992

Tier 2 — Moderate 19 brokers licensed Avg rating 3.04/5

The Securities and Exchange Board of India (SEBI) is a tier 2 — moderate based in India, established in 1992. It provides IPEF up to ₹15 lakh. Retail leverage is capped at 1:5 equity, 1:20 index futures. In BrokerRank's database, 19 brokers hold SEBI licenses, averaging 3.04/5below the platform average of 3.3/5.

Official SEBI website

Investor Protection

IPEF up to ₹15 lakh

Leverage Cap (Retail)

1:5 equity, 1:20 index futures

Min. Capital Requirement

₹3 crore minimum

Key Requirements

  • Only Indian exchanges (NSE/BSE)
  • No forex CFDs
  • Strict KYC
  • Client fund segregation

Who Should Choose an SEBI-Regulated Broker?

Indian traders (stocks & futures only)

SEBI is the only legal option for retail traders in India. SEBI-regulated brokers provide access to NSE and BSE — India's major stock and derivatives exchanges.

Equity & index futures traders

SEBI-regulated brokers offer some of the lowest brokerage fees globally for Indian equities (e.g. Zerodha at ₹20/trade flat). Ideal for high-frequency equity and F&O traders.

Important: forex CFD restriction

SEBI does not permit retail forex CFD trading on international pairs. Indian traders looking for forex or international CFD exposure must use overseas-regulated brokers — but this carries legal risk under FEMA regulations.

Broker Quality Distribution (19 brokers)

Top rated (4.0+)
0 (0%)
Mid rated (3.0–3.99)
18 (95%)
Low rated (below 3.0)
1 (5%)

What SEBI Requires from Brokers

🏦

Minimum Capital

₹3 crore minimum

⚖️

Leverage Cap (Retail)

1:5 equity, 1:20 index futures

🔒

Client Fund Safety

Segregated client accounts required

🛡️

Investor Compensation

IPEF up to ₹15 lakh

📋

Reporting

Annual audits + ongoing regulatory reporting

Key obligations

Only Indian exchanges (NSE/BSE) No forex CFDs Strict KYC Client fund segregation Annual audits

Top 5 SEBI-Regulated Brokers

Full list
#BrokerRatingMin DepositSpread fromPlatforms
#1
3.26
$00.0 pipsProprietary Web, Proprietary Mobile, MO InvestorOpen Account
#2
3.14
$00.0 pipsProprietary Web, Proprietary MobileOpen Account
#3
3.10
$00.0 pipsProprietary Web, Proprietary MobileOpen Account
#4
3.08
$00.0 pipsProprietary Web, Proprietary MobileOpen Account
#5
3.08
$00.0 pipsProprietary Mobile, Proprietary WebOpen Account
How does SEBI compare? BrokerRank data shows regulation correlates 0.84 with broker quality. CFTC-regulated brokers average the highest at 3.73/5, followed by ASIC (3.59/5), MAS (3.57/5), FCA (3.51/5), CySEC (3.51/5). Full regulator analysis →

How to Verify a Broker's SEBI License

1

Visit sebi.gov.in and navigate to Intermediaries / Market Infrastructure Institutions → Registered Intermediaries

2

Search for the broker by name to verify their SEBI registration number (e.g. INZ000XXXXXX for stock brokers)

3

Confirm the registration is 'Active' under the relevant exchange (NSE, BSE, or MCX)

4

Important: SEBI-regulated brokers can only offer products on Indian exchanges (NSE/BSE) — any broker offering forex CFDs claiming SEBI regulation is misrepresenting their licence

Open SEBI — Registered Intermediaries

Frequently Asked Questions

1

Is SEBI a safe regulator?

SEBI is a Tier 2 regulator. It oversees 19 brokers in BrokerRank's database, which average a 3.04/5 rating — below the platform-wide average of 3.3/5. Client protection includes IPEF up to ₹15 lakh.

2

How many brokers are regulated by SEBI?

In 2026, 19 brokers in BrokerRank's database of 345 hold a SEBI license. The top-rated SEBI-regulated broker is Motilal Oswal (3.26/5).

3

What leverage does SEBI allow?

SEBI caps retail client leverage at 1:5 equity, 1:20 index futures. This is designed to limit losses for inexperienced traders.

4

What happens if an SEBI-regulated broker goes bankrupt?

SEBI-regulated brokers are required to segregate client funds. In case of insolvency, clients may be eligible for compensation: IPEF up to ₹15 lakh.

5

How does SEBI compare to other regulators?

BrokerRank data shows regulation has a 0.84 correlation with overall broker quality. CFTC-regulated brokers average 3.73/5 (highest), ASIC 3.59/5, MAS 3.57/5, FCA 3.51/5, CySEC 3.51/5. SEBI brokers average 3.04/5.

6

How do I check if a broker really has a SEBI licence?

Go to the official SEBI — Registered Intermediaries at https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=13 and search for the broker by name or licence number. Confirm the status is active and the authorised activities match what the broker offers. Never rely solely on a logo on the broker's website — clone firms frequently copy licence details from legitimate brokers.