Regulation & Safety
Complete regulatory breakdown for Mirae Asset (headquartered in Seoul, South Korea). Licensed by 3 regulators.
3
Licences
Tier-1
Highest tier
No
Compensation scheme
1997
Founded
Tier-1 Regulated Broker
Strictest regulation. Mandatory fund segregation, capital requirements, and regular audits. Highest level of investor protection.
Mirae Asset is regulated by FSC, SEBI, SFC — including tier-1 regulators, offering the highest level of investor protection.
See full licence details below| Regulator | Jurisdiction | Tier | Leverage Cap | Compensation | Fund Seg. |
|---|---|---|---|---|---|
FSC Financial Services Commission | Mauritius | Tier-3 / Offshore | No cap | None | |
SEBI SEBI | International | Tier-3 / Offshore | — | None | |
SFC Securities and Futures Commission | Hong Kong | Tier-1 | 1:20 (futures) | None |
🇬🇧
United Kingdom
Not available
🇦🇺
Australia
Not available
🇺🇸
United States
Not available
🇩🇪
Germany
Not available
🇸🇬
Singapore
Not available
| Broker | Rating | Regulators | Highest tier |
|---|---|---|---|
| 3.1 | FSC, SEBI, SFC | Tier-1 | |
| 4.4 | SEC, MAS, FCA, ASIC | Tier-1 | |
| 4.4 | MAS, CFTC, FCA, ASIC | Tier-1 | |
| 4.3 | SEC, MAS, FCA, ASIC | Tier-1 | |
| 4.1 | CySEC, ASIC, FCA | Tier-1 | |
| 4.1 | ASIC, MAS, CFTC, FCA | Tier-1 | |
| 4.1 | FCA, ASIC, CySEC | Tier-1 | |
| 4.1 | MAS, FCA, ASIC | Tier-1 | |
| 4.0 | MAS, ASIC, FCA | Tier-1 |
Compare Mirae Asset regulation in detail
Regulation is one of the most important factors when choosing a broker. A well-regulated broker must segregate client funds from its own operating capital, maintain minimum capital reserves, and submit to regular audits. This protects your money in the event of broker insolvency.
Mirae Asset holds 3 regulatory licences from FSC, SEBI, SFC — including at least one tier-1 authority, which provides the highest level of investor protection available. The broker has been operating since 1997, giving it 29 years of track record.
When evaluating broker safety, look beyond the licence itself: check for investor compensation schemes, negative balance protection, and whether the broker publishes audited financial statements. Our rating methodology weights regulation at 25% of the overall broker score — the single largest factor. See our broker regulation map for a global overview of which regulators oversee the most brokers.
About Mirae Asset's regulator
Regulation Map
Which regulators oversee the most forex brokers worldwide
What is Regulation?
Glossary definition of broker regulation
Rating Methodology
How regulation weighs in our broker scores
Risk warning: Trading CFDs and forex carries significant risk. Ensure you understand the risks and that the broker is properly regulated in your jurisdiction before depositing funds.
Yes, Mirae Asset is regulated by FSC, SEBI, SFC. This includes at least one tier-1 regulator, providing the highest level of investor protection.
Mirae Asset holds tier-1 regulatory licences which require strict fund segregation — your money is kept separate from the broker's operating funds. Always check whether your specific account is covered by an investor compensation scheme.
Tier-1 regulators (FCA, ASIC, SEC, BaFin) enforce the strictest rules: mandatory fund segregation, high capital requirements, regular audits, and investor compensation schemes. Offshore regulators (FSA Seychelles, VFSC, IFSC) have lighter requirements, which means higher leverage is available but with less investor protection.
For large deposits, regulatory status is critical. Mirae Asset's tier-1 licence(s) provide strong protection including fund segregation and potential compensation coverage. Always start with a smaller amount to test withdrawals before depositing large sums.
You can verify Mirae Asset's regulatory status directly on each regulator's website. Look up the licence number on the regulator's official register.
Which Regulators Do Traders Trust Most?
BrokerRank Research — 345 brokers analyzed by regulator
83% of Brokers Don't Accept US Clients
BrokerRank Research — Why most brokers block American traders
71% of Retail Traders Lose Money
BrokerRank Research — Mandatory loss rate disclosures